Managers‘ Transactions
Notification and disclosure obligation of managers’ transactions in financial instruments according to Section 19 para. 1 of Regulation (EU) No. 596/2014 on Market Abuse (MAR)
Persons discharging managerial responsibilities ("managers") (i.e. in particular members of the Executive Board and the Supervisory Board), as well as persons closely associated with them, shall notify the issuer and the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) of transactions in financial instruments of Schaeffler AG (such as shares and debt securities) and derivatives in relation to the financial instruments of Schaeffler AG.
The notification obligation starts as of the date when the aggregate transactions volume within a calendar year reaches the threshold of €5,000. The aggregate transactions volume is calculated separately for each person subject to the obligation of notification.
Transactions that are subject to disclosure requirements pursuant to Art. 19 of the Market Abuse Regulation (from July 3, 2016):
| Date | Name and Function | Financial Instrument | Type of Transaction | Price | Total Amount Traded |
|---|---|---|---|---|---|
| 2018-11-13 | SKR Vermögensverwaltungsgesellschaft mbH Relationship to member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 8.297 | EUR 41,484 |
| 2018-11-09 | Dr. Siegfried Luther Member of the Supervisory Board | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 8.371 | EUR 16,742 |
| 2018-09-13 | SKR Vermögensverwaltungsgesellschaft mbH Relationship to member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 10.868 | EUR 108,676.35 |
| 2018-03-28 | SKR Vermögensverwaltungsgesellschaft mbH Relationship to member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 12.479 | EUR 124,793.38 |
| 2017-11-08 | SKR Vermögensverwaltungsgesellschaft mbH Relationship to member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 14.20 | EUR 71,000.00 |
| 2017-07-20 | SKR Vermögensverwaltungsgesellschaft mbH Relationship to member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 12.64 | EUR 126,441.05 |
| 2017-03-13 | SKR Vermögensverwaltungsgesellschaft mbH Relationship to member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 15.563 | EUR 155,629.23 |
| 2016-11-09 | SKR Vermögensverwaltungsgesellschaft mbH Relationship to member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 12.493 | EUR 124,928.87 |
| 2016-09-15 | Schaeffler Verwaltung Zwei GmbH Relationship to member of an administrative or supervisory body | Common Share ISIN: DE000SHA0019 | Pledge of 333,000,001 shares in connection with a loan agreement | _ | _ |
| 2016-08-26 | Norbert Indlekofer Member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 13.81 | EUR 393,585 |
| 2016-07-05 | SKR Vermögensverwaltungsgesellschaft mbH Relationship to member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 11.9469 | EUR 59,734.47 |
Transactions that are subject to disclosure requirements pursuant to section 15a of the German Securities Trading Act (WpHG) (before July 3, 2016):
| Date | Name and Function | Financial Instrument | Type of Transaction | Price | No. of Items | Total Amount Traded |
|---|---|---|---|---|---|---|
| 2016-06-27 | Dr. Urlich Hauck Member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 12.09 | 10,000 | EUR 120,900.00 |
| 2016-06-24 | SKR Vermögensverwaltungsgesellschaft mbH Relationship to member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 12.92 | 2,117 | EUR 27,351.64 |
| 2016-06-24 | SKR Vermögensverwaltungsgesellschaft mbH Relationship to member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 12.925 | 1,795 | EUR 23,200.38 |
| 2016-06-24 | SKR Vermögensverwaltungsgesellschaft mbH Relationship to member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 12.935 | 4,353 | EUR 56,306.06 |
| 2016-06-24 | SKR Vermögensverwaltungsgesellschaft mbH Relationship to member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 12.87 | 535 | EUR 6,885.45 |
| 2016-06-24 | SKR Vermögensverwaltungsgesellschaft mbH Relationship to member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 12.905 | 1,200 | EUR 15,486.00 |
| 2016-04-04 | Schaeffler Verwaltungs GmbH Relationship to member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Sale | EUR 13.11 | 94,350,774 | EUR 1,236,938,647.14 |
| 2016-02-15 | Prof. Dr. Bernd Gottschalk Member of an administrative or supervisory body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 12.83 | 3,950 | EUR 50,695.75 |
| 2016-01-20 | AutoValue GmbH Relationship to member of an administrative or supervisory body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 14.485 | 3,470 | EUR 50,262.95 |
| 2016-01-15 | Prof. Dr. Bernd Gottschalk Member of an administrative or supervisory body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 14.27 | 3,500 | EUR 49,956.50 |
| 2015-10-15 | Thumann GmbH & Co. KG Relationship to member of an administrative or supervisory body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 12.70 | 1,000 | EUR 12,700 |
| 2015-10-13 | Prof. Dr. Bernd Gottschalk Member of an administrative or supervisory body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 13.00 | 1,500 | EUR 19,500 |
| 2015-10-09 | Prof. Dr. Bernd Gottschalk Member of an administrative or supervisory body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 13.45 | 750 | EUR 10,087.50 |
| 2015-10-09 | Robin Stalker Member of an administrative or supervisory body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 13.3088 | 7,400 | EUR 98,485.31 |
| 2015-10-09 | Oliver Jung Member of a managing body | Common Non-voting Share ISIN: DE000SHA0159 | Buy | EUR 13.50 | 22,000 | EUR 298,000 |